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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-11
TX RA APPROVED 2006-11-30
  • IL RA
    APPROVED
    Since 2024-01-11
  • TX RA
    APPROVED
    Since 2006-11-30

Branch Locations

5741 Belding Drive Suite A, El Paso, TX 79925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

OTHER OUTSIDE INSURANCE BROKERAGE BUSINESS, 03/01/2000 MG FINANCIAL SERVICES, OWNER, FINANCIAL AND INSURANCE CONSULTANT, 120/HR/MO, $50000

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-04
S63 Uniform Securities Agent State Law Examination 1986-07-01
  • S65 Uniform Investment Adviser Law Examination
    2001-01-04
  • S63 Uniform Securities Agent State Law Examination
    1986-07-01

View on SEC IAPD

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