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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mercersburg | PA | 01/2001 | Present |
1. 4/20/2011: FOR ACCOUNTING PURPOSES ONLY - MICHAEL J SKUBON FINANCIAL SERVICES - MICHAEL J SKUBON FINANCIAL SERVICES A SOLE PROPRIETORSHIP THIS IS THE TITLE OF MY LPL BUSINESS ACCOUNT WHICH RECEIVES ALL MY LPL PRODUCTION, COMMISSIONS AND FEES. - TIME SPENT 5% - MERCERSBURG, PA 2. 09/14/2023 - Real Estate Rental - Own 2 properties - Investment Related - Chambersburg, PA & Atlantic Beach, NC - Start Date 01/09/2001 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-12 |
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