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Michael John Skubon

LPl Financial LLC

Mercersburg, PA

CRD 1485906

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-17
  • PA RA
    APPROVED
    Since 2023-08-17

Branch Locations

Mercersburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mercersburg PA 01/2001 Present
Other Businesses

1. 4/20/2011: FOR ACCOUNTING PURPOSES ONLY - MICHAEL J SKUBON FINANCIAL SERVICES - MICHAEL J SKUBON FINANCIAL SERVICES A SOLE PROPRIETORSHIP THIS IS THE TITLE OF MY LPL BUSINESS ACCOUNT WHICH RECEIVES ALL MY LPL PRODUCTION, COMMISSIONS AND FEES. - TIME SPENT 5% - MERCERSBURG, PA 2. 09/14/2023 - Real Estate Rental - Own 2 properties - Investment Related - Chambersburg, PA & Atlantic Beach, NC - Start Date 01/09/2001 - 2 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-09
S63 Uniform Securities Agent State Law Examination 1986-05-12
  • S65 Uniform Investment Adviser Law Examination
    1995-08-09
  • S63 Uniform Securities Agent State Law Examination
    1986-05-12

View on SEC IAPD

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