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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-29
  • VT RA
    APPROVED
    Since 2025-08-29

Branch Locations

Quechee, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insight Private Advisors, Llc Flemington NJ 01/2014 12/2018
Purshe Kaplan Sterling Investments Albany NY 05/2016 12/2018
Apw Capital Rockaway NJ 01/2019 06/2025
Main Street Private Advisors Pennington NJ 01/2019 06/2025
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
  • 01/2014 → 12/2018
    Insight Private Advisors, Llc
    Flemington, NJ
  • 05/2016 → 12/2018
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2019 → 06/2025
    Apw Capital
    Rockaway, NJ
  • 01/2019 → 06/2025
    Main Street Private Advisors
    Pennington, NJ
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2019-01-03 → 2025-06-13
    Pennington, NJ
    Totowa, NJ
  • 2014-07-01 → 2018-12-31
    Insight Private Advisors, Llc
    Pennington, NJ
    Bridgewater, NJ
  • 2011-08-02 → 2015-10-28
    Pennington, NJ
    Titusville, NJ
  • 2012-08-20 → 2014-12-12
    Premier College Funding
    Pennington, NJ
  • 2009-06-04 → 2010-03-12
    Philadelphia, PA
    Philadelphia, PA
    Newtown, PA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/17/2025 2. MAIN STREET PRIVATE ADVISORS, 100 Weldon Way, Pennington NJ 08534, United States, IAR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 200 HR/MO - 48 HR/MO TRADING. 3. SALTBOX II HOA, 355 Lyman Batcheller Rd, Unit 9B, Pennington VT 05059, United States, 10/17/2025, Board Member, Volunteer, NIR, 6 HR/MO - 1 HR/MO TRADING 4. SALTBOX II, 355 Lyman Batcheller Rd, Unit 9B, Quechee VT 05059, United States, 10/06/2025, Board Member, Volunteer, NIR, 6 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-25
S63 Uniform Securities Agent State Law Examination 1986-04-14
  • S66 Uniform Combined State Law Examination
    2005-01-25
  • S63 Uniform Securities Agent State Law Examination
    1986-04-14

View on SEC IAPD

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