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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-14
  • PA RA
    APPROVED
    Since 2010-06-14

Branch Locations

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Mechanicsburg PA 10/1989 Present
Mml Investors Services Mechanicsburg PA 12/1989 Present
  • 10/1989 → Present
    Massachusetts Mutual Life Insurance Comp
    Mechanicsburg, PA
  • 12/1989 → Present
    Mml Investors Services
    Mechanicsburg, PA
Previous Registrations
  • 2006-10-04 → 2006-12-31
    Wienken & Associates, Ltd.
    Camp Hill, PA
Other Businesses

(1) NAME: RHO-AL LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: REAL ESTATE/RENTAL UNITS POSITION: OWNER START DATE: 02/03/2011 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 0 DUTIES: RENTAL MANAGEMENT AND MONEY COLLECTION (2) NAME: NEW COVENANT PROPERTIES LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: RESIDENTIAL REAL ESTATE, SALES, AND RENTAL UNITS POSITION: OWNER START DATE: 01/18/2014 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 0 DUTIES: RENTAL MANAGEMENT AND MONEY COLLECTION (3)NAME: HOPE'S HAVEN RESCUE AND HORSE CAMP, INV REL:N ADDR: 4007 BOSSLER RD BAINBRIDGE PA 17502 NATURE: CHRISTIAN CAMP DEDICATED TO SPIRITUAL GROWTH AND HEALING OF CHILDREN IN FOSTER CARE SYSTEM, POSITION: BOARD MEMBER, START: 1/1/2023, NO HR/MO: 3 NO HR/MO DUR TRADING: 0 DUTIES:PARTICIPATE IN LOCAL EVENTS TO TRY AND RAISE MONEY AND DONATIONS. (4)NAME: JUSTICE & MERCY, INV REL: N ADDR: 1540 KLIENFELTERSVILLE RD STEVENS PA 17578, NATURE: EDUCATING & INFORMING PUBLIC AND DECREASING EFFECTS OF CRIME PRISON REFORMNENT, POSITION: BOARD MEMBER, START: 1/1/2023, NO HR/MO:4 NO HR/MO DUR TRADING:0 DUTIES: IMMATE VISITATIONS, FUNDRAISING, COMMUNITY EVENTS. (5)NAME: HOPE'S HAVEN RESCUE AND HORSE CAMP, INV REL:N ADDR:4007 BOSSLER RD BAINBRIDGE PA 17502 NATURE: CHRISTIAN CAMP DEDICATED TO SPIRITUAL GROWTH AND HEALING OF CHILDREN IN FOSTER CARE SYSTEM, POSITION: BOARD MEMBER, START: 1/1/2023, NO HR/MO: 3 NO HR/MO DUR TRADING: 0 DUTIES: PARTICIPATE IN LOCAL EVENTS TO TRY AND RAISE MONEY AND DONATIONS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-06
  • S63 Uniform Securities Agent State Law Examination
    1987-02-06
Designations
Other Names
  • Al Carr

View on SEC IAPD

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