Lisa Celeste Hallaian

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2016 → 12/2016
  Unemployed
  Newport Beach, CA

Previous Registrations

• 2006-08-15 → 2016-07-13
  Pgim Investments Llc
  Newport Beach, CA
  Newark, NJ
• 2003-09-09 → 2006-06-05
  John Hancock Investment Management Llc
  Boston, MA
• 2003-09-11 → 2006-06-05
  Manulife Investment Management (Us) Llc
  Boston, MA

Other Businesses

1.INDEPENDENT INSURANCE AGENT, 4695 MAC ARTHER CT, STE 480, NEWPORT BEACH, CA, 12/2014 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO -10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. BUSINESS GROUP RESOURCES, 20 EXECUTIVE PARK STE 120, IRVINE, CA, 08/2019. INDEPENDENT CONTRACTOR, ASSIST BUSINESS OWNERS WITH R&D TAX INCENTIVES. NIR-5/MO-0/TRADING. 4. WORLD FINANCIAL GROUP, INSURANCE AGENCY, INC, 11315 JOHNS CREEK PARKWAY, JOHNS CREEK GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,08/03/20, NIR, 5/WK- 0/TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-20
• S63 Uniform Securities Agent State Law Examination
  1986-05-08

Other Names

• Lisa Celeste Kayajanian