Patrick Jaime Foy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 06/2019
  Raymond James Financial Services, Inc
  Winnie, TX
• 10/2008 → Present
  Patrick Foy Financial Group
  Winnie, TX
• 01/2009 → 06/2019
  Raymond James Financial Services Advisors, Inc
  Winnie, TX
• 10/2008 → 06/2019
  Patrick Foy Financial Group Inc
  Winnie, TX
• 06/2019 → Present
  Lpl Financial Llc
  Winnie, TX

Previous Registrations

• 2024-06-17 → 2024-06-18
  Intrua Financial
  Houston, TX
  Houston, TX
• 2009-01-02 → 2019-06-05
  Raymond James Financial Services Advisors, Inc
  Winnie, TX
• 2001-09-13 → 2009-01-02
  Raymond James Financial Services, Inc.
  Winnie, TX
  Mont Belvieu, TX

Other Businesses

1) 6/3/19- Patrick Foy Financial Group, Inc- Business Entity For Tax/Investment Purposes Only- CEO - Winnie, Tx- start date 5/2003- 200hrs/mth- 100% 2) 6/3/19- Public Notary- Inv. Related- Winnie, TX - start date 11/15/2017 3) 10/16/2024 - Intrua Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/17/2024 - 45 Hours Per Month/ 40 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-10-06

Designations

• Certified Financial Planner