Scott Charles Modell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 04/2022
  Tic Financial
  Naperville, IL
• 09/2013 → 04/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 04/2022 → Present
  Lpl Financial Llc
  Naperville, IL

Previous Registrations

• 2013-09-03 → 2022-04-25
  Cetera Wealth Services, Llc
  Naperville, IL
  Naperville, IL
• 2008-08-19 → 2013-09-03
  Tower Square Securities, Inc.
  Naperville, IL
  Naperville, IL

Other Businesses

1) 4/2022- Scott Modell- Non-Variable Insurance- Agent selling Life, LTC, Fixed Annuities, Disability-inv. related- 1592 ABERDEEN COURT NAPERVILLE IL 60564- start date 1985- 15% 2) 09/27/2023 - Midwest Life Brokerage Associates, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Agent - Start Date 01/01/2023 - 5 Hours Per Month 1 Hours During Trading 3) 09/27/2023 - David A Raday, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/01/2023 - 1 Hours Per Month 0 Hours During Trading 4) 09/03/2024 - TIC Financial Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/30/2024 - 1 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-04
• S63 Uniform Securities Agent State Law Examination
  1991-11-07

Other Names

• Scott Modell