Alfred Salvatore Russo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Garden City, NY

Other Businesses

1. 5/8/2007 - CPA/BOOKKEEPER/TAX PREPARER - ACCOUNTING AND TAX. - 4% OF TIME SPENT. 2. 5/8/2007 - NON-VARIABLE INSURANCE - INSURANCE (FOR LIFE, HEALTH, DISABILITY INCOME, FIXED ANNUITY AND LONG TERM CARE PRODUCTS). - TIME SPENT 50% - GARDEN CITY, NY. 3. 7/27/2017 - Plan 4, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Start 08/01/2017 - 5 Hours Per Month/1 Hour During Securities Trading. 4. 11/03/2017 - Plan 4, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/02/2017 - 5 Hours Per Month/ 5 During Securities Trading 5. 10/10/2023: Plan 4 Insurance Services, Inc.; At Reported Business Location(s); Insurance Agency; Inv. related; start date 2/22/2023; 5hrs/mo.; 1hr during trading. 6) 01/21/2025 - Plan 4 Insurance Services, Inc. - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/22/2023 - 5 Hrs/Mth - 1 Hrs During Trading. 7) 01/10/2025 - Plan 4 Financial, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/14/2023 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-06-20