Thomas Francis Bennett

Current Employers

Employment History

• 02/2011 → 04/2021
  Trilogy Financial Services, Inc.
  Irvine, CA
• 03/2011 → 12/2017
  National Planning Corporation
  Santa Monica, CA
• 11/2015 → 04/2021
  Trilogy Capital, Inc.
  Irvine, CA
• 11/2017 → 12/2018
  Lpl Financial Llc
  Irvine, CA
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2021 → Present
  David Willett Financial
  Concord, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-11-23 → 2021-05-17
  Trilogy Capital, Inc.
  Irvine, CA
  Irvine, CA
• 2017-11-29 → 2018-04-17
  Lpl Financial Llc
  Irvine, CA
• 2011-05-11 → 2017-11-29
  National Planning Corporation
  Irvine, CA
• 2007-01-22 → 2010-11-04
  Cuna Brokerage Services, Inc.
  Huntington Beach, CA
  Costa Mesa, CA
  Waverly, IA
  Santa Ana, CA
  Anaheim, CA
  San Juan Capistrano, CA
  Mission Viejo, CA
• 2002-05-13 → 2007-01-24
  Cuso Financial Services, L.P.
  Santa Ana, CA
  Whittier, CA
  Brea, CA
  Placentia, CA
  Irvine, CA
  Cypress, CA
  Santa Ana, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/1986; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PARENTS TRUST; START DATE: 05/2003; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: UPON THEIR DEATHS I'M THE SUCCESSOR TRUSTEE; 3. NAME OF OTHER BUSINESS: DAVID WILLETT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2021; POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: OPERATIONS, FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-09-13
• S65 Uniform Investment Adviser Law Examination
  1999-12-01

Designations

Other Names

• Tom Bennett