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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-20 |
| TX | RA | APPROVED | 2023-06-20 |
Branch Locations
10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chicago | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | IL | 06/2023 | Present |
NOTHMAN WEALTH MANAGEMENT, LLC, INVT RELATED, CHICAGO, IL, 20% OWNERSHIP, START DATE 6/20/2023, 173 HRS PER MONTH AND DURING TRADING, FINET PRACTICE. RAMPANT LION FOUNDATION; NOT INV RELATED;ANN ARBOR,MI; EDUCATION; BOARD OF TRUSTEES; START DATE: 03/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-24 |
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