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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-20 |
| PA | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Seneca | PA | 04/2005 | Present |
| Wolf Financial Services | Oil City | PA | 01/2008 | 05/2018 |
| Raymond James Financial Services Advisors, Inc | Seneca | PA | 01/2009 | Present |
| Insurance-Non Variable | Oil City | PA | 03/2008 | 04/2018 |
| Fidelity And Guarantee Life Insurance | Oil City | PA | 09/2014 | 11/2017 |
| First Street Financial | Oil City | PA | 06/2018 | Present |
| Sj Young Financial Services Llc | Seneca | PA | 05/2018 | Present |
(1)Name of Business: SJ Young Financial Services LLC Address: 3152 State Route 257, Seneca, PA, 16346, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/31/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Conduct operations for the branch; pay support staff.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-31 |
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