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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-12 |
Branch Locations
13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial Securities Corporation | Ada | MI | 09/2003 | 08/2019 |
| Win Financial Group, Inc | Grapevine | TX | 01/2000 | Present |
| Madison Avenue Securities, Llc | San Diego | CA | 08/2019 | Present |
NAME:INSURANCE AGENT/PRESIDENT/DIRECTOR (WIN FINANCIAL GROUP, INC); INV RELATED:YES; ADDRESS:220 N. PARK BLVD, SUITE 105 GRAPEVINE TX 76051; NATURE:ASSIST IN HELPING SECURITIES CLIENTS DO INCOME PLANNING; POSITION:INSURANCE AGENT/PRESIDENT/DIRECTOR; START DATE:08/2019; HOURS/MONTH:120; TRADING HOURS/MONTH:120; DUTIES:SALES OF LIFE, LONG TERM CARE+ANNUITY PRODUCTS TO ASSIST IN THE CREATION OF INCOME+ESTATE PLANNING NAME: INSURANCE AND ANNUITY (WIN FINANCIAL GROUP, INC); INV RELATED:YES; ADDRESS:220 N. PARK BLVD, SUITE 105 GRAPEVINE TX 76051; NATURE:USE OF ANNUITIES AND LIFE INSURANCE TO ESTABLISH GUARANTEED PARTS OF A FINANCIAL PLAN; POSITION:DIRECTOR; START DATE:03/04/2003; HOURS/MONTH:120; TRADING HOURS/MONTH:120; DUTIES: MANAGE, MARKETING, SALES, PRESIDENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-04 |
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