Chad E Fox

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-05

TX RA
APPROVED

Since 2023-10-05

Branch Locations

1400 Civic Place Suite 200, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Leslie	IL	10/2010	10/2023
Bank Of America, N.A.	Lisle	IL	02/2011	10/2023
Morgan Stanley Smith Barney Llc	Southlake	TX	10/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2023	Present

10/2010 → 10/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leslie, IL
02/2011 → 10/2023

Bank Of America, N.A.

Lisle, IL
10/2023 → Present

Morgan Stanley Smith Barney Llc

Southlake, TX
10/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2010-10-08 → 2023-10-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL

Southlake, TX
2009-06-01 → 2010-10-21

Morgan Stanley

Chicago, IL

Chicago, IL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Chicago, IL
2005-09-22 → 2007-04-02

Morgan Stanley Dw Inc.

Chicago, IL

Chicago, IL
2000-04-07 → 2005-09-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naperville, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-23
S63	Uniform Securities Agent State Law Examination	1999-05-27

S65 Uniform Investment Adviser Law Examination

1999-12-23
S63 Uniform Securities Agent State Law Examination

1999-05-27

Other Names

Chad Edward Fox

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.

DOUBLE EAGLE CAPITAL MANAGEMENT LP

PLANGUIDE FINANCIAL

RIDGEWOOD WEALTH MANAGEMENT LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PROPHET EQUITY MANAGEMENT LLC

PROPHET EQUITY MANAGEMENT II LLC

TABERNACLE EQUITY MANAGEMENT LLC

Other Investors

MERRY LYN BAGWELL

SzeSze Fertitta

JOHN SCOTT WICKE

OWEN FRED GARTRELL

RAEANN MARIE SARSFIELD

HOUSTON L RICHARDS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX

DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX

PLANGUIDE FINANCIAL · SOUTHLAKE, TX

RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX

PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX

TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

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