Best Investors Account Sign in
Inactive

Seth David Goldberg

United Capital Financial Advisors

Scottsdale, AZ

Claim This Profile
Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-01-29
CA RA APPROVED 2014-01-02
  • AZ RA
    APPROVED
    Since 2014-01-29
  • CA RA
    APPROVED
    Since 2014-01-02

Branch Locations

16427 N. Scottsdale Road, Suite 395, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities Inc. San Diego CA 01/2014 11/2017
United Capital Financial Advisors, Llc Irving TX 01/2014 Present
Cetera Advisor Networks Llc El Segundo CA 11/2017 09/2020
  • 01/2014 → 11/2017
    Girard Securities Inc.
    San Diego, CA
  • 01/2014 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
  • 11/2017 → 09/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
Previous Registrations
  • 2013-05-01 → 2013-12-31
    Osaic Services, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-13
S63 Uniform Securities Agent State Law Examination 1986-04-23
  • S65 Uniform Investment Adviser Law Examination
    1998-05-13
  • S63 Uniform Securities Agent State Law Examination
    1986-04-23

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor