William Lawrence Richmond

Cary Street Partners

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Current Employers

Cary Street Partners

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-03-11

NC RA
APPROVED

Since 2020-03-11

Branch Locations

2820 Selwyn Avenue Ste 525, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc	Charlotte	NC	05/2015	09/2016
Morgan Stanley	Charlotte	NC	01/2017	09/2018
Unemployed	Charlotte	NC	10/2016	01/2017
Morgan Stanley Private Bank, National Association	New York	NY	02/2017	09/2018
Cary Street Partners, Llc	Charlotte	NC	03/2020	Present
Luxe Lifestyle Magazine	Charlotte	NC	10/2018	03/2020

05/2015 → 09/2016

Raymond James & Associates, Inc

Charlotte, NC
01/2017 → 09/2018

Morgan Stanley

Charlotte, NC
10/2016 → 01/2017

Unemployed

Charlotte, NC
02/2017 → 09/2018

Morgan Stanley Private Bank, National Association

New York, NY
03/2020 → Present

Cary Street Partners, Llc

Charlotte, NC
10/2018 → 03/2020

Luxe Lifestyle Magazine

Charlotte, NC

Previous Registrations

2017-01-19 → 2018-09-27

Morgan Stanley

Charlotte, NC
2014-03-05 → 2016-12-31

Consolidated Portfolio Review Corp

Charlotte, NC

Woodbury, NY
2015-05-21 → 2016-09-20

Raymond James & Associates, Inc.

Charlotte, NC
2012-07-25 → 2013-10-15

Wells Fargo Clearing Services, Llc

Stamford, CT

Melville, NY

Westport, CT
2009-04-17 → 2011-10-07

Credit Suisse Securities (Usa) Llc

Greenwich, CT
2009-01-12 → 2009-05-11

Morgan Stanley & Co. Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-13
S63	Uniform Securities Agent State Law Examination	1986-09-05

S65 Uniform Investment Adviser Law Examination

2015-08-13
S63 Uniform Securities Agent State Law Examination

1986-09-05

Other Names

Larry Richmond
Larry Richmond
William Lawrence Jr Richmond
William Lawrence Richmond
William Lawrence Richmond
William Lawerence Richmond
William Lawrence Richmond

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC

MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC

MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

LPL FINANCIAL LLC · CHARLOTTE, NC

ARKADIOS WEALTH ADVISORS · Charlotte, NC

MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC

TLG ADVISORS, INC. · Charlotte, NC

LPL FINANCIAL LLC · CHARLOTTE, NC

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