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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
6261 Katella Avenue Suite 250, Cypress, CA 90630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Los Alamitos | CA | 01/1999 | Present |
| Osaic Wealth, Inc. | Cypress | CA | 01/2024 | Present |
1) PARTNER IN CPA FIRM, MURPHY, MURPHY & MURPHY, CPA. 2) MHS INVESTMENTS, A COMMERCIAL PROPERTY. 3) CHARITY BOARD MEMBER FOR THE HAYNES FUND. 4)RENTAL PROPERTY AT VARIOUS ADDRESSES; NONINV RELATED; OWNER; STARTED 06/03/1989; 10 HRS/MTH WITH 4 DURING TRADING HRS; OWNERSHIP AND MANAGEMENT OF RENTAL PROPERTIES. 4) ST THOMAS MORE SOCIETY; NONINV RELATED; 2603 MAIN ST EAST TOWER STE 1300 IRVINE,CA; PROFESSIONAL SOCIETY FOR ATTORNEYS; TREASURER; 10/01/2010; 2HR/MON; 0HR/MON; WRITE CHECK AND PREPARE FINANCIAL STATEMENTS 5) SANTIAGO RETREAT CENTER POSITION: Board Member NATURE: 501-3-C Non-Profit Christian Retreats INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2015 ADDRESS: 27912 Baker Canyon Rd., Silverado CA 92676 DESCRIPTION: Board Member helping facilitate Family Christian Retreats 6) MURPHY FINANCIAL SERVICES POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 6 START DATE: 12/01/2001 ADDRESS: 6261 KATELLA AVE., Ste 250, Cypress CA 90630, United States DESCRIPTION: Partner of DBA, Registered Advisor with Woodbury Financial Services. 7) ORANGE CATHOLIC FOUNDATION POSITION: Board Member / Treasurer NATURE: Orange Catholic Foundation is an autonomous, pious foundation that works in collaboration with members of our Diocese of Orange to raise, manage, grow and grant funds supporting all aspects of the Catholic faith following each donor's intent. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 6 START DATE: 06/15/2020 ADDRESS: 13280 Chapman Avenue, Suite 430, Garden Grove CA 92840, United States DESCRIPTION: executive committee: Treasurer Director; involved in meetings, organization structure team, guidance, review and evaluation of financial statements and engaged in audit committee 8) AMERICAN FAMILY HOUSING POSITION: Board Member NATURE: Not Profit 501-3-C to assist the homeless. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 15161 Jackson Street, Midway City CA 92665, United States DESCRIPTION: Attend board meetings and suggest ways to assist homeless. 9) MURPHY, MURPHY, & MURPHY, CPA POSITION: OWNER / PARTNER NATURE: CORPORATION INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 85 START DATE: 01/01/1980 ADDRESS: 6261 KATELLA AVE, SUITE 250, CYPRESS CA 90630, United States DESCRIPTION: CPA WORK WITH INDIVIDUALS AND BUSINESSES FOR THEIRTAXES AND TAX STRATEGIES AND CONSULT WITH BUSINESS OWNERS TO HELP THEM BECOME MORE PROFITABLE. 10) MHS INVESTMENTS POSITION: PARTNER NATURE: REAL ESTATE PARTNERSHIP INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2005 ADDRESS: 6261 KATELLA AVE, SUITE 250, cypress CA 90630, United States DESCRIPTION: NONE 11) THE THOMAS AND KATIE HAYNES FUND POSITION: DIRETOR NATURE: NON- PROFIT FOR CREATING AND DONATING FUNDS FOR THE SUPPORT OF YOUTH AND FAMILY NEEDS IN LA & ORANGE COUNTY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 9362 FOLKSTONE CR., HUNTINGTON BEACH CA 92646, United States DESCRIPTION: MEET WITH BOARD OF DIRECTORS 1-3 TIMES A YEAR TO GO OVER FUNDING PROGRAMS FOR YOUTH OR FAMILIES IN LA AND ORANGE COUTNY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-16 |
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