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Ernesto Araiza

Fhwv Financial LLC

Los Alamitos, CA

CRD 4718421

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Employer firm

Fhwv Financial LLC CRD 146046

$14.8M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers
  • SOLICITOR TO 3RD-PARTY TO RIA FOR REFERRAL FEE

From the firm’s Form ADV. Read the guides:

Current Employers
Fhwv Financial Llc

11022 Winners Circle 2Nd Floor, Los Alamitos, CA 90720 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-03
  • CA RA
    APPROVED
    Since 2025-11-03

Branch Locations

11022 Winners Circle 2Nd Floor, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fhwv, Llp Los Alamitos CA 05/2005 Present
Fhwv Financial, Llc Los Alamitos CA 02/2017 Present
  • 05/2005 → Present
    Fhwv, Llp
    Los Alamitos, CA
  • 02/2017 → Present
    Los Alamitos, CA
Other Businesses

FHWV , LLP fka FHWV Partners, LLp - 11022 Winners Circle, 2nd Floor, Los Alamitos, CA 90720- Is not Invest related- CPA Mng as of 5/1/05 - 176 hours a mth/ 88 during securities trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-17
S63 Uniform Securities Agent State Law Examination 2003-10-21
  • S65 Uniform Investment Adviser Law Examination
    2017-02-17
  • S63 Uniform Securities Agent State Law Examination
    2003-10-21

View on SEC IAPD

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