Ross Robert Pake

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2025
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → 03/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2025 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2024-03-21 → 2025-03-12
  Cetera Investment Advisers Llc
  Tustin, CA
• 2015-06-23 → 2024-03-21
  Cetera Advisors Llc
  Greenwood Village, CO
  Tustin, CA
  Irvine, CA
• 1996-10-08 → 2015-06-23
  Lpl Financial Llc
  Tustin, CA

Other Businesses

1. Independent Agent - Outside Fixed Insurance Sales. 2. Trustee for Personal Trust. 3. Legacy Wealth Planning, Inc. - President/Owner. S. Corp. established for business expenses and taxes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-05-08
• S63 Uniform Securities Agent State Law Examination
  1986-07-17