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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-04-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Musician | Erie | PA | 11/1980 | Present |
| The Investment Center Inc | Millcreek Township | PA | 01/2010 | 04/2018 |
| Ic Advisory Services, Inc. | Millcreek Township | PA | 01/2010 | 04/2018 |
| Regal Investment Advisors | Erie | PA | 04/2018 | Present |
| Regulus Financial Group, Llc | Erie | PA | 04/2018 | Present |
1.PROFESSIONAL MUSICIAN, SOLE PROPRIETOR. OWN 100%. PLAY TRUMPET, FLUGELHORN, BASS AND DRUMS. ANNUAL INCOME AVERAGES $10000 TO $12000. DEVOTE 12 HRS/MO. ESTABLISHED CONNECTION 1980. 2. VOTED IN AS A TRUSTEE FOR LOCAL 17, AMERICAN FEDERATION OF MUSICIANS- NON PAID POSITION, VOLUNTEER.WILL PROVIDE COUNSEL AND ADVICE ON MATTERS THAT AFFECT THE MUSICIANS OF OUR LOCAL UNION. DEVOTE 1 TO 20%. NO COMPENSATION. ESTABLISHED 01/2016. 3.LIFE INSURANCE AND ANNUITY SALES. INSURANCE AGENT. OFFER INSURANCE PRODUCTS WHEN SUITABLE AND APPROPRIATE TO MY CLIENTS AND PROSPECTS. DEVOTE 41 TO 60%. ANNUAL INCOME 41 TO 60%. FINANCIAL INTEREST APPROX $2000. ESTABLISHED 11/15/1986.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-07 |
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