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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stoltman Insurance & Investments | Little Falls | MN | 04/1987 | Present |
| Voya Financial Advisors | Rice | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 40 E MAIN ST; RICE; MN; 56367; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/21/2010; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: Stoltman Inc. DBA Stoltman Insurance & Investments; Yes; 40 E MAIN ST; RICE; MN; 56367; DBA; Owner; 10/1/1982; 200; 200; DBA for sales of securities and insurance products.| 3) NAME OF OTHER BUSINESS: ROBERT STOLTMAN INVESTMENT RELATED: NO ADDRESS: 1783 35TH ST NE SAUK RAPIDS MN 56379 NATURE OF BUSINESS: FARMING START DATE: 01/1982 POSITION/TITLE/RELATIONSHIP: OWNER/FARMER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWN AND OPERATE CROP FARM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-22 |
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