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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

40 East Main St, Rice, MN 56367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stoltman Insurance & Investments Little Falls MN 04/1987 Present
Voya Financial Advisors Rice MN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/1987 → Present
    Stoltman Insurance & Investments
    Little Falls, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Rice, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 40 E MAIN ST; RICE; MN; 56367; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/21/2010; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: Stoltman Inc. DBA Stoltman Insurance & Investments; Yes; 40 E MAIN ST; RICE; MN; 56367; DBA; Owner; 10/1/1982; 200; 200; DBA for sales of securities and insurance products.| 3) NAME OF OTHER BUSINESS: ROBERT STOLTMAN INVESTMENT RELATED: NO ADDRESS: 1783 35TH ST NE SAUK RAPIDS MN 56379 NATURE OF BUSINESS: FARMING START DATE: 01/1982 POSITION/TITLE/RELATIONSHIP: OWNER/FARMER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWN AND OPERATE CROP FARM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-17
S63 Uniform Securities Agent State Law Examination 1986-04-22
  • S65 Uniform Investment Adviser Law Examination
    2018-05-17
  • S63 Uniform Securities Agent State Law Examination
    1986-04-22
Other Names
  • Bob Stoltman

View on SEC IAPD

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