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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-06 |
| NY | RA | APPROVED | 2021-11-30 |
| TX | RA | APPROVED_RES | 2013-11-04 |
| NJ | RA | APPROVED | 2009-01-05 |
Branch Locations
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 09/2004 | Present |
Netflix " Little Brother" Movie ShootNetflix Movie ProductionNetflix Productions LLC 10 Basin Drive Suite 130KearnyNJUnited States07032Start date-7/28/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-13 |
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