Christopher James Conroy

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-06-06
NY	RA	APPROVED	2021-11-30
TX	RA	APPROVED_RES	2013-11-04
NJ	RA	APPROVED	2009-01-05

FL RA
APPROVED

Since 2023-06-06
NY RA
APPROVED

Since 2021-11-30
TX RA
APPROVED_RES

Since 2013-11-04
NJ RA
APPROVED

Since 2009-01-05

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	09/2004	Present

09/2004 → Present

Ubs Financial Services Inc.

New York, NY

Other Businesses

Netflix " Little Brother" Movie ShootNetflix Movie ProductionNetflix Productions LLC 10 Basin Drive Suite 130KearnyNJUnited States07032Start date-7/28/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-29
S63	Uniform Securities Agent State Law Examination	1986-05-13

S66 Uniform Combined State Law Examination

2021-11-29
S63 Uniform Securities Agent State Law Examination

1986-05-13

Other Names

Chris James Conroy

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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