John Leo Parrott

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1989 → Present
  Osaic Wealth
  Lake Success, NY
• 05/1996 → Present
  Creative Retirement Planning
  Lake Sucess, NY

Other Businesses

1. INSURANCE SALES - OUTSIDE BUSINESS ACTIVITY - CREATIVE RETIREMENT PLANNING, 1300 VETERANS MEMORIAL HIGHWAY, SUITE 140, HAUPPAUGE, NY 11788. I AM A 51% OWNER OF THE BUSINESS. I SELL A FEW LIFE INS. POLICIES EACH YEAR. THE COMMISSIONS RECIEVED AND HOURS SPENT ON THIS BUSINESS REPRESENT ABOUT 5% OF THE TOTAL SPENT ON MY SECURITIES BUSINESS. THE BUSINESS IS SRUN FROM THE SAME OFFICE AS MY SECURITIES BUSINESS AND HAS BEEN IN EXISTENCE FOR ABOUT 13YRS AND IS ONGOING. VERY LITTLE TIME IS SPENHT ON THIS BUSINESS DURING TRADING HRS. MUSICIAN - OUSIDE BUSINESS ACTIVITY. THIS BUSINESS IS SRUN FROM MY HOME ADDRESS AND IS NOT INVESTMENT RELATED. I PLAY IN A BAND IN NIGHTCLUBS A FEW TIMES PER MONTH. THIS BUSINESS HAS BEEN IN EXISTENCE FOR OVER 10 YRS AND WILL CONTINUE INDEFINITELY. THE BUSINESS TAKES UP LITTLE OR NO TIME DURING TRADING HRS. BUSINESS NAME - JOHN PARROTT, 5 GOODWIN LANE, CORAM, NY 11727. 2. JOHN PARROTT POSITION: Owner NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: 5 Goodwin Lane, Coram NY 11727 DESCRIPTION: I bought a co-op rental income property to rent out, so I will collect the monthly rent and pay any bills associated with the property such as maintenance. 3. CREATIVE RETIREMENT PLANNING, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/05/1988 ADDRESS: 1300 Veterans Memorial Highway Suite 240 Hauppauge, NY 11788, Hauppauge NY 11788, United States DESCRIPTION: I assist clients in buying term life and universal life insurance policies.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1986-09-24

Other Names

• Jack Parrott