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Charles R Lewis

Ubs Financial Services Inc.

Weehawken, NJ

Palm Beach Gardens, FL

Crossville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-05-25
FL RA APPROVED 2017-09-13
IL RA APPROVED 2015-05-27
MI RA APPROVED 2010-10-25
CA RA APPROVED 2008-06-03
  • TN RA
    APPROVED
    Since 2023-05-25
  • FL RA
    APPROVED
    Since 2017-09-13
  • IL RA
    APPROVED
    Since 2015-05-27
  • MI RA
    APPROVED
    Since 2010-10-25
  • CA RA
    APPROVED
    Since 2008-06-03

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Crossville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Chicago IL 04/2007 Present
  • 04/2007 → Present
    Ubs Financial Services
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-29
  • S66 Uniform Combined State Law Examination
    1999-07-29
Other Names
  • Charles Robert Lewis

View on SEC IAPD

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