Joseph William Hudak

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Westlake, OH
• 11/2016 → 09/2022
  Wells Fargo Clearing Services, Llc
  Westlake, OH
• 09/2022 → Present
  Rbc Capital Markets, Llc
  Cleveland, OH
• 12/2022 → Present
  City National Bank
  Cleveland, OH

Previous Registrations

• 2003-05-15 → 2022-09-12
  Wells Fargo Clearing Services, Llc
  Westlake, OH
  Westlake, OH
  West Lake, OH

Other Businesses

1) NAME OF ENTITY: Westlake-Bay Village Rotary ADDRESS: 27333 Center Ridge Road Westlake OH 44145 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: non-profit philanthropic community based entity CAPACITY: Director START DATE: 06/30/21 DUTIES: vote on proclamations & donation requests, help manage budget HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: William J. Corley Foundation ADDRESS: 660 Dover Center Rd, Ste 1 Bay Village OH 44140 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: non-profit foundation for scholarships CAPACITY: Director START DATE: 06/30/21 DUTIES: on finance/donation committee who presents all investment related & spending decisions to the Rotary Board HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Action Defense LLC ADDRESS: Action Defense at Stonewall Range 100 Ken Mar Industrial Pkwy , Broadview Hts, Ohio 44147 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Firearm &Personal Safety Training CAPACITY: Independent Contractor/Consultant START DATE: 01/27/2024 DUTIES: I will be teaching basic pistol /multi state concealed carry classes and assisting other instructors with their classes from time to time (my instruction/assistance pertains to OHIO CCW/CHL only Ohio & Federal Law ) HOURS DEVOTED PER MONTH: 2-10 hours Weekday classes all commence after5:00pm , weekend classes could be 6-8 hours , however HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-13
• S63 Uniform Securities Agent State Law Examination
  1986-06-11