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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-07-16 |
| TX | RA | APPROVED_RES | 2006-10-06 |
Branch Locations
3351 Severn Ave Ste 104, Metairie, LA 70002-7408 • United States
Metairie, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Metairie | LA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Metairie | LA | 03/2020 | Present |
Real Estate Ownership; Commercial; 3351 Severn Ave, Suite 104, Metairie, LA, 70002; Not Investment-Related; 04/24/1996. Business Ownership; Alfonso and Associates LLC; Manage practice ,to pay staff, expenses, etc.; financial planning; 3351 Severn Avenue suite 104, , Metairie, LA, 70002; Investment-Related; 09/30/2021; 60 hours per month; 20 to 39 during trading hours / 3AAALLC; Co-owner; Real Estate; 6449 East St. Bernard HWY, , Violet, LA, 70092; Not Investment-Related; 04/11/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-15 |
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