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Louis William Bundy

Tiaa-Cref Individual & Institutional Services, LLC

Metairie, LA

Metairie, LA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-03-12
  • LA RA
    APPROVED
    Since 2014-03-12

Branch Locations

3900 N. Causeway Blvd Offices 1237, 1238, 1250, 1263, Metairie, LA 70002 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Metairie LA 02/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Metairie LA 02/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-27
S63 Uniform Securities Agent State Law Examination 1999-11-29
  • S66 Uniform Combined State Law Examination
    2012-09-27
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29
Other Names
  • Louis Iii Bundy
  • Louis William Bundy
  • Louis William Bundy

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
AMERITAS ADVISORY SERVICES, LLC · Metairie, LA
MERCER GLOBAL ADVISORS INC. · Metairie, LA
LPL ENTERPRISE, LLC · METAIRIE, LA
GUILBAULT CAPITAL · METAIRIE, LA
SISUNG INVESTMENT MANAGEMENT SERVICES LLC · METAIRIE, LA
INDEPENDENT ADVISOR ALLIANCE, LLC · Metarie, LA
USI SECURITIES, INC. · Metairie, LA

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