Kenneth W Bogert

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-06-19
CT	RA	APPROVED	2024-05-20
CA	RA	APPROVED	2024-03-27
NY	RA	APPROVED	2021-04-16
MD	RA	APPROVED	2021-01-20
NC	RA	APPROVED	2018-11-08
AZ	RA	APPROVED	2017-11-22
MA	RA	APPROVED	2017-10-31
HI	RA	APPROVED	2016-04-21
CO	RA	APPROVED	2014-03-25
MN	RA	APPROVED	2013-11-05
DE	RA	APPROVED	2012-06-22
PA	RA	APPROVED	2011-04-05
SC	RA	APPROVED	2010-08-11
TX	RA	APPROVED	2010-07-20
NH	RA	APPROVED	2004-01-08
VA	RA	APPROVED	2003-11-18
GA	RA	APPROVED	2003-03-25
FL	RA	APPROVED	2002-12-18
NJ	RA	APPROVED	2002-12-17

KY RA
APPROVED

Since 2025-06-19
CT RA
APPROVED

Since 2024-05-20
CA RA
APPROVED

Since 2024-03-27
NY RA
APPROVED

Since 2021-04-16
MD RA
APPROVED

Since 2021-01-20
NC RA
APPROVED

Since 2018-11-08
AZ RA
APPROVED

Since 2017-11-22
MA RA
APPROVED

Since 2017-10-31
HI RA
APPROVED

Since 2016-04-21
CO RA
APPROVED

Since 2014-03-25
MN RA
APPROVED

Since 2013-11-05
DE RA
APPROVED

Since 2012-06-22
PA RA
APPROVED

Since 2011-04-05
SC RA
APPROVED

Since 2010-08-11
TX RA
APPROVED

Since 2010-07-20
NH RA
APPROVED

Since 2004-01-08
VA RA
APPROVED

Since 2003-11-18
GA RA
APPROVED

Since 2003-03-25
FL RA
APPROVED

Since 2002-12-18
NJ RA
APPROVED

Since 2002-12-17

Branch Locations

River Place Executive Center 1 River Road, Suite 101, Brielle, NJ 08730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	Brick	NJ	01/2010	Present
Park Avenue Securities Llc	Brick	NJ	01/2010	Present

01/2010 → Present

Guardian Life Insurance Co Of America

Brick, NJ
01/2010 → Present

Park Avenue Securities Llc

Brick, NJ

Other Businesses

1. Insurance Other Than Guardian-licensed to sell products other than Guardian, Start: 09/01/1987, Address: 1 River Rd., Ste 101, Brielle, NJ 08730, 5 bus hrs per month, Investment related,

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-07-09

S63 Uniform Securities Agent State Law Examination

1986-07-09

Designations

Certified Financial Planner

Other Names

Kenneth William Bogert

View on SEC IAPD