James Andrew Levine

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2023 → Present
  Ambassador Financial Management
  Cave Creek, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-05-16 → 2013-09-03
  Tower Square Securities, Inc.
  Plainview, NY
  Syosset, NY

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: AMBASSADOR FINANCIAL MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: 31224 N 57TH PL, CAVE CREEK, AZ, 85331, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: WORKING WITH ADVISOR PERFORMING ADMINISTRATIVE DUTIES; 3) NAME OF OTHER BUSINESS: AMBASSADOR FINANCIAL MANAGEMENT, CORP; INVESTMENT RELATED: NO, ADDRESS: 31224 N 57TH PL, CAVE CREEK, AZ, 85331, NATURE OF BUSINESS: BOARD, START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: BUSINESS PLANNING FOR THE FIRM;

Exams

• S66 Uniform Combined State Law Examination
  2000-12-04
• S63 Uniform Securities Agent State Law Examination
  1986-07-11