Carl Wittenberg Scott

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1997 → Present
  Raymond James Financial Services, Inc.
  Houston, TX
• 11/2005 → Present
  Rental Property
  Houston, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Houston, TX
• 01/2020 → 03/2023
  Vision Wealth Advisors, Inc.
  Houston, TX
• 06/2006 → Present
  Aegis Wealth Advisors, Llc
  Houston, TX

Other Businesses

(1)Name of Business: Vision Wealth Advisors, Inc. Address: 1220 Augusta Dr Ste 140, Houston, TX, 77057-2262, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an approved DBA for my RJFA Affiliation. This will has been previously approved and was up for reaffirmation but ended in error. This is reestablishing the listing.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1986-05-02

Other Names

• Carl Wittenberg Sr Scott