Peter Eric Mead

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Raleigh, NC

Other Businesses

I*46396 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: REAL ESTATE - LOT #140 INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ONEKAMA, MICHIGAN 49675 NATURE OF BUSINESS: OTHER,I PURCHASED PROPERTY IN NORTHERN MI POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/27/2011 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I PURCHASED PROPERTY IN NORTHERN MI I*89911 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FIDUCIARY ROLE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HUDSONVILLE, MICHIGAN 49426 NATURE OF BUSINESS: OTHER, FIDUCIARY ROLE POSITION, TITLE, ASSOCIATION: OTHER, FIDUCIARY ROLE START DATE OF RELATIONSHIP: 1/19/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE ROLE WISHED TO BE PERFORMED COMMENCES UPON DEATH OF MY WIFE'S AUNT AND IS LIMITED IN SCOPE. SPECIFICALLY, I AM BEING ASKED TO SERVE ON A "FINANCIAL COMMITTEE" FOR THE BENEFIT OF ONE FAMILY MEMBER. SEE FURTHER DETAILS IN BELOW COMMENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-07
• S63 Uniform Securities Agent State Law Examination
  1999-08-12