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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-26 |
| CA | RA | APPROVED | 2004-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins | Santa Rosa | CA | 07/1985 | Present |
| Nylife Securities Inc. | Santa Rosa | CA | 07/1985 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; insurance broker; investment related; start date 09/2002] [OFFICE BUILDING PURCHASE-RENTAL UNIT ON PROPERTY; OWNER; INVESTMENT RELATED; START DATE 11/08] [College Building LLC; Rental Property. ADU behind my office building which pays me rent each month and is an LLC named College Building LLC.; 321 (my office building) and 323 (ADU) College Ave Santa Rosa CA 95401; Start Date 12/2008; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; collect rent]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-14 |
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