Michael John Gloster

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 08/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Troy, MI
• 05/2015 → 08/2018
  Bank Of America, N.A.
  Troy, MI
• 08/2018 → 02/2024
  Aurora Securities
  Troy, MI
• 08/2018 → 02/2024
  Secure Asset Management
  Troy, MI
• 08/2018 → 02/2024
  Secure Investors Group
  Troy, MI
• 08/2018 → 02/2024
  Nustar Financial
  Troy, MI
• 02/2024 → Present
  Lpl Financial Llc
  Troy, MI

Previous Registrations

• 2018-08-03 → 2024-03-31
  Secure Asset Management, L.L.C.
  Troy, MI
  Troy, MI
• 2015-03-13 → 2018-08-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
  Dearborn, MI
• 2010-05-14 → 2015-03-23
  Morgan Stanley
  Birmingham, MI
• 2009-10-23 → 2010-05-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Livonia, MI
  Dearborn, MI
  Farmington Hills, MI
  Dearborn, MI
• 2008-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Livonia, MI
• 2003-03-17 → 2008-10-24
  Lasalle Financial Services, Inc.
  Dearborn, MI
  Woodhaven, MI
  Carleton, MI
  Chicago, IL
  Dearborn, MI
  Dearborn Heights, MI
  Garden City, MI
  Grosse Ile, MI
  Lincoln Park, MI
  Rockwood, MI
  Wayne, MI
  Dearborn, MI
  Taylor, MI
  Taylor, MI
  Taylor, MI
  Southgate, MI
  Lincoln Park, MI
  Melvindale, MI
  River Rouge, MI
  Wyandotte, MI
  Riverview, MI
  Livonia, MI
  Livonia, MI
  Chicago, IL

Other Businesses

1-02/13/2024 - Nustar Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date:01/30/2024 - 160 hrs mth / 8 hrs during trading 2- 02/13/2024 - Fashioncast, LLC - Podcast - Not Investment Related - Home Based - Start Date:06/01/2019 - 5 Hrs/Mth - 1 Hrs During Trading. 3- 04/27/2026 - Wisdom Financial Group, Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/15/2025 - 4 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-30
• S63 Uniform Securities Agent State Law Examination
  1992-01-08