Raymond Michael Whittenburg

Current Employers

Employment History

• 06/2015 → 01/2024
  Woodbury Financial Services Inc
  Alpine, UT
• 01/2024 → Present
  Osaic Wealth, Inc.
  Alpine, UT

Previous Registrations

• 2015-06-08 → 2024-01-19
  Woodbury Financial Services, Inc.
  Alpine, UT
  Lake Elmo, MN
  Alpine, UT
• 2014-11-14 → 2015-06-09
  Securities America Advisors, Inc.
  Alpine, UT
• 2000-05-03 → 2014-11-14
  Sunset Financial Services, Inc.
  Alpine, UT
  Kansas City, MO

Other Businesses

1. WHITTENBURG INSURANCE & INVESTMENT GROUP, INC. POSITION: President/General Agent NATURE: Corporation, Life Insurance, Fixed Annuities, Group Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 06/12/1995 ADDRESS: 90 East Red Pine Dr., Alpine UT 84004, United States DESCRIPTION: As part of the financial planning process, I can recommend the purchase of fixed insurance products. In addition, I supervise the sell of life insurance, annuities and group insurance productsby approximately 25 licensed insurance agents. I received overriding commissions for their sales. 2. MSW, LLC; POSITION: MANAGING MEMBER; NATURE: LLC; INVET RELATED: YES; HRS: 2; SECS HRS: 1; 04/15/1998; 90 EAST RED PINE DR., ALPINE, UT, 84004; I PAY THE BILLS OR CALL SUBCONTRACTORS AS NEEDED. SOMETIMES WE NEED PLUMBERS, HVAC CONTRACTORS AND ELECTRICIANS AS WELL AS CLEANING CREWS AND OTHER MAINTENANCE OPERATORS. THIS IS MY OFFICE. THE EMPLOYEES OF THE WHITTENBURG GROUP, INCLUDING WOODBURY FINANCIAL SERVICES REPS, HAVE OFFICES HERE. THERE ARE NO OTHER TENANTS. FOR LIABILITY PURPOSES, MY CPA ADVISED ME TO CREATE A SEPARATE BUSINESS ENTITY TO OWN MY BUILDING. 3. SMART BENEFITS POSITION: Owner NATURE: subsidiary of Whittenburg Insurance and Investment Group. We are changing the name for marketing purposes and our website. We currently market under Whittenburg Insurance and Investment Group. INV RELATED: Yes; HRS: 1; SEC HRS: 0; 07/01/2016; 90 East Red Pine Drive, Alpine UT 84004; I have employees who manage and take care of all the customer service for our Group and Individual benefits for health, dental, vision, and group life. 4. WHITTENBURG WEALTH MANAGEMENT, LLC POSITION: Member Manager NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 06/21/2019 ADDRESS: 90 Red Pine Drive, Alpine UT 84004, United States DESCRIPTION: Registered Rep, IAR Because of our other OBAs and since our affiliation with OSAIC Financial is our primary business, in order to better represent and market ourselves in the future and to be less confusing to our customers, we simply created Whittenburg Wealth Management, LLC. 5. WHITTENBURG FAMILY REVOCABLE TRUST POSITION: Trustee NATURE: This is my personal revocable family trust. My wife and I are the trustees. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/24/1992 ADDRESS: 153 N Bald Mountain Drive, Alpine UT 84004, United States DESCRIPTION: In our revocable family trust, as trustee, I review our investment accounts, bank accounts, real estate and other holdings owned by the trust, which in addition, include our personal residence and vacation home and our vehicles. 6. THE MIKE AND SUSAN WHITTENBURG FAMILY FOUNDATION POSITION: President, CEO NATURE: My wife and I are establishing a charitable foundation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2026 ADDRESS: 153 North Bald Mountain Drive, Alpine UT 84004, United States DESCRIPTION: I will make contributions to the foundation into the bank account. From the bank account, I will make charitable donations to schools, churches and individuals who qualify for benefits from the foundation. The excess money above a modest reserve account will be invested in an investment account with OSAIC. I will talk with my wife and children in annual board meetings and from time to time to determine which charities, or charitable causes we will support each year.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-03
• S63 Uniform Securities Agent State Law Examination
  1986-04-15

Designations

Other Names

• Mike Whittenburg