James Peter Carlson

Current Employers

Employment History

• 08/2003 → 07/2023
  The O.N. Equity Sales Company
  Cincinnati, OH
• 01/2006 → 07/2023
  On Investment Management Co
  Burnsville, MN
• 07/2023 → 09/2025
  Avantax Investment Services Inc.
  Burnsville, MN
• 07/2023 → 09/2025
  Avantax Advisory Services
  Burnsville, MN
• 07/2023 → 08/2023
  Avantax Insurance Agency, Llc
  Burnsville, MN
• 01/1995 → Present
  Integrity Marketing Group, Llc Fka Ifc National Marketing, Inc.
  Burnsville, MN
• 08/2001 → Present
  Carlson Comprehensive Benefits Llc Dbacarlsonfinancialstrategies
  Burnsville, MN
• 07/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Burnsville, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Burnsville, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-07-24 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Burnsville, MN
• 2013-12-19 → 2023-07-24
  On Investment Management Co
  Burnsville, MN
  Cincinnati, OH

Other Businesses

1) CARLSON COMPREHENSIVE BENEFITS LLC DBA CARLSON FINANCIAL STRATEGIES POSITION: Manager NATURE: Carlson Financial Strategies provides investment planning, tax planning, retirement planning, estate planning and risk analysis. INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 110 START DATE: 08/17/2001 ADDRESS: Cliff Cove Town Office, 2418 E. 117th Street, Burnsville MN 55337, United States DESCRIPTION: At Carlson Financial Strategies I meet with clients to provide financial planning services which includes tax planning, estate planning, income planning and wealth management and risk analysis. 2) INTEGRITY MARKETING GROUP, LLC FKA IFC NATIONAL MARKETING, INC. POSITION: Independent Contractor NATURE: I prospect for and sell Medicare Insurance and Individual Health Insurance for clients of my company. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1995 ADDRESS: Carlson Financial Strategies, 2418 E, 117th Street, BURNSVILLE MN 55337, United States DESCRIPTION: To meet Medicare training requirements annual review and testing is completed before selling products. Agents complete full training to understand the unique Individual plans and what the deductible and out of pocket costs will be. 3) RENTAL BUSINESS PROPERTY POSITION: Owner NATURE: I am the owner of my business office. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/05/2002 ADDRESS: Cliff Cove Town Office, 2418 E. 117th Street, BURNSVILLE MN 55337, United States DESCRIPTION: AS the owner I maintain and clean the property. All utilities and taxes are paid by me. There are no other renters that occupy space. 4) MIDWEST FINANCIAL GROUP POSITION: Financial Advisor NATURE: To Prospect for and educate clients and prospects to help them purchase financial products offered by Midwest Financial and their broker/dealer, Avantax. Midwest Financial provides financial planning, investment planning, retirement planning, risk analysis, tax planning, estate planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 07/20/2023 ADDRESS: 2418 E, 117th Street, BURNSVILLE MN 55337, United States DESCRIPTION: As a Advisor representative of Midwest Financial, I will prospect for new clients and service current client customers with product education and information. My business objective will be to help customers purchase financial products needed by them for income and growth. Tax planning and retirement planning are key aspects of my responsibilities. Asset management and income planning will be offered. 5) UNITED HEALTHCARE POSITION: Agent NATURE: I am approved by my Medicare Brokerage Agency to offer United Health Medicare products. This is one of 4 companies I am licensed with to offer Medicare Insurance. I have reported all of the other companies in my OBA when I started with Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/18/2024 ADDRESS: Producer Credentialing, 185 Asylum St FL 5, Hartford CT 06103-1269, United States DESCRIPTION: I will offer United Health as an option for my Medicare prospects.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-27

Other Names

• Jim Carlson
• James P Carlson
• James Carlson