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6641 West Broad Street Suite 600, Richmond, VA 23230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 1994-11-07 |
Branch Locations
6641 West Broad Street Suite 600, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson, Siegel & Walmsley Llc | Richmond | VA | 02/1994 | Present |
Pendal USA Inc; Richmond, VA; Investment related; Corporate owner of two U.S.-based registered investment advisers (Parent Company); Senior Client Portfolio Manager; Lead the firm's client service effort, help manage the overall business and a member of the executive committee; Start Date: 01/03/2022; 10 hours per month with 1-5 during trading hours; Lead the firm's client service effort, help manage the overall business and a member of the executive committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-04 |
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