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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Independence | OH | 01/1988 | 02/2017 |
| John Hancock Distributors Llc | Chatham | NJ | 01/2002 | 12/2017 |
| Valmark Securities, Inc | Cleveland | OH | 02/2019 | 10/2021 |
| Mml Investors Services, Llc | Solon | OH | 01/2022 | 07/2026 |
| Massmutual Life Insurance Co | Solon | OH | 01/2022 | 07/2026 |
| Unemployed | Fairview Park | OH | 10/2021 | 01/2022 |
| Unemployed | Fairview Park | OH | 01/2018 | 01/2019 |
| Lpl Financial Llc | Solon | OH | 07/2026 | Present |
1. 07/2026 - Regal Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 130 Hrs During Trading. - OBA start date: 7/14/2026 2. 07/2026 - Stratos Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 130 Hrs During Trading. - OBA start date: 7/14/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-30 |
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