Edward Anthony Hunton

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-11-27

WA RA
APPROVED

Since 2023-11-27

Branch Locations

Spokane, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Securities Corporation	Seattle	WA	09/2015	07/2022
B. Riley Wealth Advisors	Seattle	WA	06/2021	11/2023
B. Riley Wealth Management	Seattle	WA	07/2022	11/2023
Lpl Financial Llc	Spokane	WA	11/2023	Present

09/2015 → 07/2022

National Securities Corporation

Seattle, WA
06/2021 → 11/2023

B. Riley Wealth Advisors

Seattle, WA
07/2022 → 11/2023

B. Riley Wealth Management

Seattle, WA
11/2023 → Present

Lpl Financial Llc

Spokane, WA

Previous Registrations

2021-06-25 → 2023-11-27

B. Riley Wealth Advisors, Inc.

Seattle, WA
2012-07-27 → 2013-07-11

First Command Brokerage Services, Inc.

Spokane, WA
1999-05-25 → 2002-06-05

Ubs Financial Services Inc.

Spokane, WA

Other Businesses

1) 10/27/2023 - BREAKSTONE SALON, LLC - Business Owner - Hair Salon - WA 99204 - Non investment related - 1% time spent - Start date: 8/15/2013.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-11
S66	Uniform Combined State Law Examination	2012-07-26
S63	Uniform Securities Agent State Law Examination	2009-01-13

S65 Uniform Investment Adviser Law Examination

2020-09-11
S66 Uniform Combined State Law Examination

2012-07-26
S63 Uniform Securities Agent State Law Examination

2009-01-13

Other Names

Ed Hunton
Ed A Hunton
Edward Anthony Hunton
Edward A Hunton

View on SEC IAPD