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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-03-17 |
| MI | RA | APPROVED | 2015-02-12 |
| TX | RA | APPROVED_RES | 2015-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Joseph | MI | 02/2015 | Present |
1. Lake Runner ABB LLC; 6885 Hill Rd, Coloma, MI 49038; Boat Storage; Owner/President; operate on my personal land/barns. Store boats on trailers; 09/21/2020; 5hrs/mth; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-18 |
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