Thomas Gerard Kalis

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 03/2018
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 03/2018 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Trenton, MI

Previous Registrations

• 2018-03-23 → 2023-11-03
  Fsc Securities Corporation
  Trenton, MI
  Kalamazoo, MI
  Trenton, MI
• 2010-08-27 → 2018-04-09
  Raymond James & Associates, Inc.
  Dearborn, MI
  Dearborn, MI

Other Businesses

1. KALIS FINANCIAL POSITION: Insurance Agent Solicitor NATURE: other marketing designation only: market: Annuities/Long term care/fixed life/whole life products INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2019 ADDRESS: 3133 VAN HORN ROAD, Suite M, Trenton MI 48183, United States DESCRIPTION: Provide LTC, Traditional Life, Variable life, Disability Insurance, Variable and Fixed Annuities, Comparing and quoting insurances, presenting and preparing paperwork. Using Marketing Designation 2. PATHWAYS FINANCIAL GROUP LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2019 ADDRESS: 5659 W. Michigan Ave, Kalamazoo MI 49009, United States DESCRIPTION: Pathways Financial Group LLC facilitates affiliation via its website

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-14
• S63 Uniform Securities Agent State Law Examination
  1986-04-11