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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-28
TX RA APPROVED 2025-01-28
  • PA RA
    APPROVED
    Since 2025-01-28
  • TX RA
    APPROVED
    Since 2025-01-28

Branch Locations

2201 Forest Hills Drive, Ste 8, Harrisburg, PA 17112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Harrisburg PA 11/2012 01/2025
Kestra Investment Services Harrisburg PA 01/2025 Present
Kestra Advisory Services Harrisburg PA 01/2025 Present
  • 11/2012 → 01/2025
    Harrisburg, PA
  • 01/2025 → Present
    Kestra Investment Services
    Harrisburg, PA
  • 01/2025 → Present
    Kestra Advisory Services
    Harrisburg, PA
Previous Registrations
  • 2012-11-20 → 2025-01-30
    Harrisburg, PA
    Scottsdale, AZ
    Camp Hill, PA
  • 2005-11-02 → 2012-11-28
    National Planning Corporation
    Harrisburg, PA
  • 2005-02-03 → 2005-11-03
    Harrisburg, PA
Other Businesses

Name: STEVEN SPONG POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/31/2012 ADDRESS: 25 Elm Avenue, Hershey PA 17033, United States DESCRIPTION: Selling life insurance and Fixed annuities. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: VARANO SPONG FINANCIAL GROUP POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 159 SECURITIES TRADING HOURS: 127 START DATE: 01/28/2025 ADDRESS: 2201 Forest Hills Dr. Ste 8, Harrisburg PA 17112, United States DESCRIPTION: Registered Representative with Kestra Investment Name: CRUMP LIFE INSURANCE POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 3 START DATE: 01/28/2025 ADDRESS: 2201 Forest Hills Dr. Ste 8, Harrisburg PA 17112, United States DESCRIPTION: Selling Annuities and Life insurance. Selling Long Term Care Policies. Name: SSAV POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2012 ADDRESS: 25 Elm Avenue, Hershey PA 17033, United States DESCRIPTION: Paying bills and property management. Name: SSAV II POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2012 ADDRESS: 25 Elm Avenue, Hershey PA 17033, United States DESCRIPTION: Property management Name: NORTHWOOD OFFICE CONDO ASSOC. POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 2201 Forest Hills Dr. Ste 8, `, Harrisburg PA 17112, United States DESCRIPTION: Attend board meetings. Vote on budget and maintenance issues.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-24
  • S63 Uniform Securities Agent State Law Examination
    1986-10-24
Designations

View on SEC IAPD

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