Steven Lynn Spong

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 01/2025
  Osaic Wealth, Inc.
  Harrisburg, PA
• 01/2025 → Present
  Kestra Investment Services
  Harrisburg, PA
• 01/2025 → Present
  Kestra Advisory Services
  Harrisburg, PA

Previous Registrations

• 2012-11-20 → 2025-01-30
  Osaic Wealth, Inc.
  Harrisburg, PA
  Scottsdale, AZ
  Camp Hill, PA
• 2005-11-02 → 2012-11-28
  National Planning Corporation
  Harrisburg, PA
• 2005-02-03 → 2005-11-03
  Vicus Capital, Inc.
  Harrisburg, PA

Other Businesses

Name: STEVEN SPONG POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/31/2012 ADDRESS: 25 Elm Avenue, Hershey PA 17033, United States DESCRIPTION: Selling life insurance and Fixed annuities. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: VARANO SPONG FINANCIAL GROUP POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 159 SECURITIES TRADING HOURS: 127 START DATE: 01/28/2025 ADDRESS: 2201 Forest Hills Dr. Ste 8, Harrisburg PA 17112, United States DESCRIPTION: Registered Representative with Kestra Investment Name: CRUMP LIFE INSURANCE POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 3 START DATE: 01/28/2025 ADDRESS: 2201 Forest Hills Dr. Ste 8, Harrisburg PA 17112, United States DESCRIPTION: Selling Annuities and Life insurance. Selling Long Term Care Policies. Name: SSAV POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2012 ADDRESS: 25 Elm Avenue, Hershey PA 17033, United States DESCRIPTION: Paying bills and property management. Name: SSAV II POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2012 ADDRESS: 25 Elm Avenue, Hershey PA 17033, United States DESCRIPTION: Property management Name: NORTHWOOD OFFICE CONDO ASSOC. POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 2201 Forest Hills Dr. Ste 8, `, Harrisburg PA 17112, United States DESCRIPTION: Attend board meetings. Vote on budget and maintenance issues.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-24

Designations

• Certified Financial Planner
• Chartered Financial Consultant