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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-01 |
| NY | RA | APPROVED | 2025-11-06 |
| TX | RA | APPROVED_RES | 2023-04-03 |
| HI | RA | APPROVED | 2022-11-07 |
| NV | RA | APPROVED | 2022-08-12 |
| NJ | RA | APPROVED | 2021-11-09 |
| MT | RA | APPROVED | 2020-09-23 |
| WA | RA | APPROVED | 2020-09-22 |
| OR | RA | APPROVED | 2016-10-24 |
| CO | RA | APPROVED | 2016-08-15 |
| CA | RA | APPROVED | 2013-01-11 |
Branch Locations
1343 Locust St Suite 208, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | San Ramon | CA | 11/2012 | 04/2026 |
| Park Avenue Securities | San Ramon | CA | 12/2012 | 04/2026 |
| Park Avenue Securities | Walnut Creek | CA | 04/2026 | Present |
| Guardian Life Insurance Company | Walnut Creek | CA | 04/2026 | Present |
1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 10/01/2025, Address: 12677 Alcosta Blvd. Suite 340, San Ramon, Ca. 94583, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related, 2) Knights of Columbus #14156-Treasurer, Nature of Business: Church Non-profit, Start date: 10/01/2025, Address: 1051 Mt. Diablo Blvd - Walnut Creek, Ca. 94596, Duties: Treasurer, 4 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-12 |
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