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Matthew Martin Mccormack

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Manhattan Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-19
NJ RA APPROVED 2014-01-13
TX RA APPROVED_RES 2011-03-25
FL RA APPROVED 1999-06-11
  • CA RA
    APPROVED
    Since 2017-09-19
  • NJ RA
    APPROVED
    Since 2014-01-13
  • TX RA
    APPROVED_RES
    Since 2011-03-25
  • FL RA
    APPROVED
    Since 1999-06-11

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 03/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-15
S63 Uniform Securities Agent State Law Examination 1999-07-08
  • S65 Uniform Investment Adviser Law Examination
    2001-02-15
  • S63 Uniform Securities Agent State Law Examination
    1999-07-08
Other Names
  • Matthew M Mccormack

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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