Eric Douglas Sandowsky

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2015 → Present
  Eric And Donna Sandowsky Real Estate Rentals
  Hamburg, NJ
• 07/2015 → Present
  Dba Legacy Wealth Advisors/Legacy Wealth Planners
  Manalapan, NJ
• 01/2023 → Present
  Mass Mutual
  Springfield, PA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-04-07 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Manalapan, NJ
  Manalapan, NJ
  Lynnfield, MA
• 2014-02-26 → 2015-04-14
  Mml Investors Services, Llc
  Manalapan, NJ
  Manalapan, NJ
  New York, NY
  New York, NY
• 2004-03-16 → 2004-04-28
  Hornor, Townsend & Kent, Llc
  New York, NY

Other Businesses

1. NAME OF OTHER BUSINESS: GARDEN SAVINGS FCU DBA LEGACY WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 06/2013; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL & INSURANCE PRODUCTS TO CREDIT UNION MEMBERS; 2. NAME OF OTHER BUSINESS: ERIC & DONNA SANDOWSKY; INVESTMENT RELATED: NO; ADDRESS: 300 WILD TURKEY WAY, APT. 258, HAMBURG, NJ 07419; NATURE OF BUSINESS: REAL ESTATE; START DATE: 03/2015; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE RENTAL. 3. NAME OF OTHER BUSINESS: LEGACY WEALTH ADVISORS, LLC. DBA LEGACY WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL, INSURANCE AND WEALTH MANAGEMENT SERVICES; START DATE: 09/2015; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL, INSURANCE AND WEALTH MANAGEMENT SERVICES; 4. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 1/2022; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.; 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 12/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 6. NAME OF OTHER BUSINESS: MASS MUTUAL INVESTMENT RELATED: YES, ADDRESS: 1295 STATE STREET, SPRINGFIELD, MA, 01111, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:01/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL/INSURANCE PLANNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE SALES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-01
• S63 Uniform Securities Agent State Law Examination
  1999-05-27