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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-09
TX RA APPROVED 2019-08-13
  • TN RA
    APPROVED
    Since 2024-07-09
  • TX RA
    APPROVED
    Since 2019-08-13

Branch Locations

Hendersonville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2007 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2007 Present
Other Businesses

1) FINANCIAL SOLUTIONS GROUP, LLC 110 ENTERPRISE DRIVE VERONA, WI 53593. BEGAN 02/01/2007 AS OWNER, AGENT. INVESTMENT RELATED. DEVOTES 80 HRS/WK. 80 HRS DURING TRADING. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) DIMITRIS LORANDOS 110 ENTERPRISE DRIVE VERONA, WI 53593. BEGAN 02/01/2008 AS OWNER, INDEPENDENT INSURANCE AGENT. INVESTMENT RELATED. DEVOTES 10 HRS/MNTH. NONE DURING TRADING. 4) FOREVIA HOLDINGS, LLC, PO BOX 155, CROSS PLAINS, WI, 11/2017, AS MEMBER FOR REAL ESTATE AND RENTAL INCOME, NIR, 15HRS/YR, 0HRS/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-04
  • S63 Uniform Securities Agent State Law Examination
    1986-06-04

View on SEC IAPD

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