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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2015-02-05 |
Branch Locations
80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States
Fairport, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Canandaigua | NY | 09/2005 | Present |
| City National Bank | Rochester | NY | 10/2016 | 01/2025 |
(1) MARCH OF DIMES, 333 METRO PARK, ROCHESTER NY, 2/2004-UNKNOWN, NON-PROFIT, RUN THE SPRING WALK-A-THON INCLUDING ORGANIZINGAND REVENUE, 2HRS PER MONTH NOT DURING TRADING HOURS. (2) CANANDAIGUA CHAMBER OF COMMERCE, 113 S MAIN STREET, CANANDAIGUA NY 14424, 1/3/06-1/3/07, NON-PROFIT, PROMOTE CHAMBER BENEFITS/MEMBERSHIP IN COMMUNITY, 2 HOURS PER MONTH NOT DURING TRADING HOURS. (3) NAME OF ENTITY: SUNY Brockport ADDRESS: 350 New Campus Dr. Brockport, NY 14420 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Advisory Board Member for School of Business and Management at SUNY Brockport CAPACITY: Other - advisory board for the school of business START DATE: 12/10/21 DUTIES: Advise on decisions that will model the future educational programs at the school HOURS DEVOTED PER MONTH: 20 hours per year HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Del Leverett Properties, LLC ADDRESS: 12 Chaseview Rd Fairport, NY 14450 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner - Active START DATE: 09/29/2023 DUTIES: I will be managing the property so I will need to maintain property and supervise repairs and improvements. I will be collecting rents. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-01 |
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