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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-17 |
| IA | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank, Creston, Iowa | Creston | IA | 01/1988 | Present |
| Raymond James Financial Services, Inc. | Creston | IA | 01/1999 | Present |
| Greater Regional Healthcare Foundation | Creston | IA | 04/2008 | Present |
| Raymond James Financial Services Advisors, Inc. | Creston | IA | 01/2009 | Present |
(21Name of Business: The Investment Center Address: 801 W Taylor St, Creston, IA, 50801, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/31/1987 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Principal
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-04-28 |
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