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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-12-16 |
Branch Locations
117 N Main St, Lenox, IA 50851 • United States
4090 Westown Pkwy Ste 108, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nsk-Aks Precision Ball Company | Clarinda | IA | 07/2016 | 10/2021 |
| New Balance Commodities / Dba Balance4Ward | Nodaway | IA | 11/2021 | 06/2025 |
| Roof Solutions - Gaule Llc | Corning | IA | 01/2022 | Present |
| Gaule Exteriors | Corning | IA | 06/2025 | Present |
| Lpl Financial Llc | West Des Moines | IA | 07/2025 | Present |
1 - 07/2025 - City of Bedford - Politics/Government - Not Inv Related - 5 Hours/Month - Bedford, IA - OBA Start Date: 01/01/2022. 2 - 07/2025 - Trust Bridge Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 3 - 07/2025 - Roof Solutions - Outside/W-2 Employment - Not Inv Related - 20 Hours/Month - Corning, IA - OBA Start Date: 02/01/2022. 4 - 07/2025 - Mab Management Inc - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 5 Hours/Month - Bedford, IA - OBA Start Date: 08/01/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-09 |
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