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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-01-07
  • IN RA
    APPROVED
    Since 2019-01-07

Branch Locations

3388 Founders Road Suite 100, Indianapolis, IN 46268 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Fncl. Companies Indianapolis IN 10/1981 01/2019
M Holdings Securities, Inc. Portland OR 08/2000 01/2019
Mack Financial Group Inc Indianapolis IN 10/1980 Present
The Leaders Group Inc Littleton CO 01/2019 Present
  • 10/1981 → 01/2019
    Pacific Fncl. Companies
    Indianapolis, IN
  • 08/2000 → 01/2019
    Portland, OR
  • 10/1980 → Present
    Mack Financial Group Inc
    Indianapolis, IN
  • 01/2019 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2009-08-14 → 2018-12-31
    Indianapolis, IN
    Indianapolis, IN
  • 1999-01-04 → 2009-12-31
    Mack Financial Group, Inc.
    Indianapolis, IN
  • 2001-10-26 → 2005-09-15
    D'ARcangelo Family Wealth Services, Llc
    Purchase, NY
Other Businesses

1.) MACK FINANCIAL GROUP INC - 10/1/1980 - 3388 Founders Road, Suite 100, Indianapolis, IN 46268 - President, Management, Invt Rel, Insurance agency, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 1/7/2019 - 26 W. Dry Creek Circle, Suite 800, Littleton, CO 80104 - IAR Rep, Invt Rel, IAR Business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) M FINANCIAL - 4/1/2025 - 3388 Founders Road, Suite 100, Indianapolis, IN 46268 - Committee member, Attend 3 quarterly zoom meetings of 1-1.5 hours each, Invt Rel, 5 hrs/mo; 5 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-03
  • S63 Uniform Securities Agent State Law Examination
    1986-04-03

View on SEC IAPD

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