Best Investors Account Sign in

Joel Leslie Rohn

LPl Financial LLC

La Mesa, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-27
CA RA APPROVED 2013-06-24
  • TX RA
    APPROVED_RES
    Since 2015-02-27
  • CA RA
    APPROVED
    Since 2013-06-24

Branch Locations

4721 4Th Street, La Mesa, CA 91941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc La Mesa CA 06/2013 Present
Previous Registrations
  • 2010-04-13 → 2013-06-24
    La Mesa, CA
    San Diego, CA
    La Mesa, CA
    St Louis, MO
Other Businesses

1) 3/1/2023 - JL Rohn Investments, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - President, Proprietor - Start Date 11/06/2017 - 200 Hours Per Month/8 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-09
S63 Uniform Securities Agent State Law Examination 2009-02-19
  • S66 Uniform Combined State Law Examination
    2010-04-09
  • S63 Uniform Securities Agent State Law Examination
    2009-02-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in La Mesa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor