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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-27 |
| CA | RA | APPROVED | 2013-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | La Mesa | CA | 06/2013 | Present |
1) 3/1/2023 - JL Rohn Investments, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - President, Proprietor - Start Date 11/06/2017 - 200 Hours Per Month/8 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-19 |
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