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3860 Main Street, Buffalo, NY 14226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Williamsville | NY | 06/2003 | 10/2017 |
| Fahey Financial Fka Fahey Financial Group | Williamsville | NY | 01/1986 | Present |
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 10/2017 | 11/2023 |
| Fahey Financial | Williamsville | NY | 01/2009 | Present |
| Emergent Wealth Advisors, Llc | Williamsville | NY | 11/2018 | 01/2025 |
1)INSURANCE SALES, AGENT, START 1986, 5% OF TIME DEVOTED TO ACTIVITY, INVESTMENT RELATED, SELL LIFE, DISABILITY, HEALTH AND LTC PRODUCTS WITH VARIOUS COMPANIES. APPROX 10 HRS/MONTH, 10 HRS DURING SECURITIES TRADING 2) BUFFALO ACADEMY OF THE SACRED HEART; NOT INVESTMENT RELATED; BUFFALO, NY; WOMENS HIGH SCHOOL; BOARD MEMBER; NOT COMPENSATED; START DATE 10/2021; APPROX 2% OF TIME
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-09 |
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